Legal & ComplianceOfficial document
Policies & Procedure
These are the official Policies & Procedure of Absolute Broking Private Limited (ABPL), covering our risk management, client protection, anti-money-laundering, surveillance and related frameworks. Read the full document below, or download it for your records.
The policies covered
Absolute Broking Private Limited’s Policies & Procedure document includes the following frameworks. The full, word-for-word text is in the document below.
1Risk Management System (RMS) Policy
2RMS Square-Off Policy
3Voluntary Freezing / Blocking of Online Trading Access
4Liability Clause, Penalties & Charges
5Policy on Inactive / Dormant Trading Accounts
6Outsourcing Policy
7Prevention of Money Laundering Act, 2002 (PMLA) Policy
8Surveillance Policy
9Third-Party Funds & Pre-Funded Instrument Policy
10Good Till Cancelled / Good Till Triggered Orders
11Policy on Client Code Modification
12Conflict of Interest Policy
Read the full document
Policies & Procedure — ABPLThe complete, official document. Read it inline below or download a copy.
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